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Fund Codes & Compensation - TD Asset Management

Fund Codes & Compensation TD Mutual Funds Advisor, Premium & T-Series Codes Fee Based Codes Trailer % ISC DSC LSC LSC2 P …

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Text of Fund Codes & Compensation - TD Asset Management

Fund Codes & CompensationFor Advisor Use OnlyFund Codes & CompensationTD Mutual FundsAdvisor, Premium, T5 and T8 Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or FT5 or FT8PFISC DSCLSCLSC21P or KMoney Market TDB precedes all fund codesTD Canadian Money Market Fund305335365106 405 TD Premium Money Market Fund 623 TD Money Market Fund (US$) 169532926 IncomeTDB precedes all fund codesTD Income Advantage Portfolio81687288211120055451 Income Advantage Portfolio T5, FT5, K39039139229626294394 Ultra Short Term Bond Fund2031 2035 TD Short Term Bond Fund81487088010920014449 Canadian Bond Canadian Core Plus Bond Canadian Corporate Bond Fund3201320232033204 3205 Corporate Bond Plus Fund320820947521020044211 Corporate Bond Fund (US$)3221322232233224 3225 Real Return Bond Fund755775795108 855 TD Global Income Fund3331333233333334 3335 TD Global Income Fund T5, FT53337 333833393340 3341 TD Global Income Fund (US$)3351335233533354 3355 TD Global Core Plus Bond Fund6815871881110 450 TD Global Core Plus Bond Fund6 T5, FT53281328232833284 3285 TD Global Core Plus Bond Fund6 F Series (US$) 3502 TD Global Unconstrained Bond Fund3371337233733374 3375 TD Global Unconstrained Bond Fund T5, FT53377337833793380 3381 TD Global Unconstrained Bond Fund (US$)3391339233933394 3395 TD High Yield Bond Fund822832842112 446 TD High Yield Bond Fund FT5 3475 TD High Yield Bond Fund T8, FT82021202220232024 2025 TD High Yield Bond Fund F Series (US$) 3503 TD Canadian Bond Index Fund 436 TD Retirement PortfoliosTDB precedes all fund codesTD US$ Retirement Portfolio3111311231133114 3115 US$ Retirement Portfolio T5, FT53119312031213122 3123 Retirement Conservative Portfolio2741274227432744275352745 Retirement Conservative Portfolio T5, FT5, K2747274827492750275942751 Retirement Balanced Portfolio2761276227632764277352765 Retirement Balanced Portfolio T5, FT5, K2767276827692770277942771 precedes all fund codesTD Monthly Income Fund821831841113 452 TD Monthly Income Fund FT5 3477 TD Monthly Income Fund T8, FT8395396397297 399 TD Tactical Monthly Income Tactical Monthly Income Fund FT5 3481 TD Tactical Monthly Income Fund T8, FT8, K2587258825892590255942591 Monthly Income Fund (C$)2781278227832784279342785 Monthly Income Fund (C$) FT5 3480 TD Monthly Income Fund (C$) T8, FT82787278827892790 2791 TD Monthly Income Fund (US$) Monthly Income Fund (US$) FT5 3479 ISC - Initial Sales ChargeDSC - Deferred Sales ChargeLSC - Low Sales ChargeLSC2 - Low Sales Charge IITD Mutual FundsAdvisor, Premium, T5 and T8 Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or FT5 or FT8PF or PSISC DSCLSCLSC21P or KBalancedTDB precedes all fund codesTD Balanced Growth Fund307337367114 407 TD Dividend Income Fund82083084012229245455 Dividend Income Fund FT5 3476 TD Dividend Income Fund T8, FT8272273476274 275 TD Global Conservative Opportunities Fund72481248224832484249342485 Global Balanced Opportunities Fund82501250225032504 2505 EquityTDB precedes all fund codesTD Canadian Low Volatility Fund2941294229432944 2945 Canadian Low Volatility Fund FT5 3486 TD Canadian Low Volatility Fund T8, FT82947294829492950 2951 TD Dividend Growth Dividend Growth Fund FT5 3483 TD Dividend Growth Fund T8, FT8097098099100 299 TD Canadian Equity Fund30833836811729284408 Canadian Value Fund309339369118 409 TD Canadian Small-Cap Equity Fund825835845119 454 TD Canadian Index Fund 437 EquityTDB precedes all fund codesTD Risk Managed Equity Fund3141314231433144 3145 Risk Managed Equity Fund T5, FT53287328832893290 3291 TD Risk Managed Equity Fund (US$)3151315231533154 3155 Low Volatility Fund2821282228232824 2825 Low Volatility Fund FT5 3488 TD Low Volatility Fund T8, FT82827282828292830 2831 TD Low Volatility Fund (US$)2861286228632864 2865 Low Volatility * Fund3241324232433244 3245 TD Low Volatility * Fund FT5 3489 TD Low Volatility * Fund T8, FT83247324832493250 3251 TD North American Dividend Fund684685686687 688 North American Dividend Fund FT5 3490 TD North American Dividend Fund T8, FT83002300330043005 3006 TD North American Dividend Fund F Series (US$) 3504 TD Dividend Growth Fund63411341234133414 3415 TD Dividend Growth Fund6 FT5 3491 * refers to Currency NeutralTD Mutual FundsAdvisor, Premium, T5 and T8 Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or FT5 or FT8PFISC DSCLSCLSC21P or KBalancedTDB precedes all fund codesTD Monthly Income Fund (US$) T8, FT82467246824692470 2471 Balanced Income Fund823833843115 453 TD Diversified Monthly Income Fund679680681682 683 TD Diversified Monthly Income Fund FT5 3478 TD Diversified Monthly Income Fund T8, FT8093094095096 614 TD Strategic Yield Fund2601260226032604261342605 Strategic Yield Fund FT5 3482 TD Strategic Yield Fund T8, FT82607260826092610 2611 Fund Codes & CompensationTD Mutual FundsAdvisor, Premium, T5 and T8 Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or FT5 or FT8PF or PSISC DSCLSCLSC21P or EquityTDB precedes all fund codesTD Dividend Growth Fund T8, FT863417341834193420 3421 TD Dividend Growth Fund (US$)63431343234333434 3435 Epoch Shareholder Yield Fund2961296229632964 2965 Shareholder Yield Fund FT5 3487 Epoch Shareholder Yield Fund T8, FT82967296829692970 2971 Epoch Shareholder Yield Fund (US$)3021302230233024 3025 Blue Chip Equity Fund310340370123 410 TD Blue Chip Equity Fund (US$) 3172 TD Quantitative Equity Fund 3173 Epoch Large-Cap Value Fund826836846125 448 Large-Cap Value Fund (US$)2051205220532054 2055 Equity Portfolio817873883124 456 TD Mid-Cap Growth Fund312342372126 412 TD Mid-Cap Growth Fund (US$)2521252225232524 2525 TD North American Small-Cap Equity Fund63311331233133314 3315 TD Small-Cap Equity Fund827837847127 457 TD Small-Cap Equity Fund F Series (US$) 3505 TD Index Fund 439 TD Index * Fund 440 TD Dow Jones Industrial AverageSM Index Fund 438 TD Nasdaq Index Fund 441 Global EquityTDB precedes all fund codesTD Global Risk Managed Equity Fund3161316231633164 3165 Global Risk Managed Equity Fund T5, FT53297329832993300 3301 TD Global Risk Managed Equity Fund F Series (US$) 3506 TD Global Low Volatility Global Low Volatility Fund FT5 3492 TD Global Low Volatility Fund1 T8, FT82547254825492550 2551 TD Global Low Volatility Fund F Series (US$) 3507 TD Global Equity Focused Fund10 FT5 3462 TD Global Equity Focused Fund10 T8, FT83458 3463 TD Global Equity Focused Fund10 (US$)3467 6633 Epoch Global Shareholder Yield Fund232233468234 235 Global Shareholder Yield Fund FT5 3484 Epoch Global Shareholder Yield Fund T8, FT8101102103104 238 Epoch Global Shareholder Yield * Fund3261326232633264 3265 Epoch Global Shareholder Yield * Fund FT5 3485 Epoch Global Shareholder Yield * Fund T8, FT83267326832693270 3271 Epoch Global Equity Fund315345375129 415 Global Equity Fund F Series (US$) 3508 Epoch International Equity Fund2801280228032804 2805 Epoch International Equity Fund F Series (US$) 3509 TD International Growth Fund202203469204 206 TD International Growth Fund F Series (US$) 3510 Epoch European Equity Fund2015201620172018 2019 TD Emerging Markets Low Volatility Fund2841284228432844 2845 TD Mutual FundsAdvisor, Premium, T5 and T8 Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or FT5 or FT8PF or PSISC DSCLSCLSC21P or KGlobal EquityTDB precedes all fund codesTD Emerging Markets Low Volatility Fund FT5 3493 TD Emerging Markets Low Volatility Fund T8, FT82847284828492850 2851 TD Emerging Markets Low Volatility Fund F Series (US$) 3511 TD Emerging Markets Fund313343373128 413 TD Emerging Markets Fund F Series (US$) 3512 TD Asian Growth Fund284285867286 287 TD International Index Fund 443 TD International Index * Fund 444 TD European Index Fund 442 SectorTDB precedes all fund codesTD Resource Fund828838848131 459 TD Precious Metals Fund292293869294 295 TD Health Sciences Fund320350380132 420 TD Health Sciences Fund F Series (US$) 3515 TD Global Entertainment & Communications Fund9324354384134 424 TD Global Entertainment & Communications Fund9 F Series (US$) 3513 TD Science & Technology Fund322352382133 422 TD Science & Technology Fund F Series (US$) 3514 Corporate ClassTDB precedes all fund codesTD Short Term Investment Class2161216221632164 2165 TD Tactical Monthly Income Class2641264226432644 2645 TD Dividend Income Class2701270227032704 2705 TD Canadian Low Volatility Class2721272227232724 2725 TD Dividend Growth Class2181218221832184 2185 TD Canadian Equity Class2221222222232224 2225 TD Canadian Value Class2241224222432244 2245 TD Canadian Small-Cap Equity Class2261226222632264 2265 TD Risk Managed Equity Class3181318231833184 3185 Epoch Large-Cap Value Class2281228222832284 2285 TD Mid-Cap Growth Class2301230223032304 2305 TD Global Risk Managed Equity Class3191319231933194 3195 TD Global Low Volatility Class2681268226832684 2685 Epoch Global Equity Class2321232223232324 2325 TD International Growth Class2381238223832384 2385 TD Asian Growth Class2401240224032404 2405 TD Emerging Markets Class2421242224232424 2425 TD Advantage Investment PortfoliosTDB precedes all fund codesTD Advantage Balanced Income2061206220632064 2065 TD Advantage Balanced Income T5, FT52067206820692070 2071 TD Advantage Balanced2081208220832084 2085 TD Advantage Balanced T5, FT52087208820892090 2091 TD Advantage Balanced Growth 2101210221032104 2105 TD Advantage Balanced Growth T5, FT52107210821092110 2111 TD Advantage Growth2121212221232124 2125 TD Advantage Aggressive Growth 2141214221432144 2145 Systematic Withdrawal Plan ( SWP ) MinimumsMinimum SWP RedemptionMinimum Starting BalanceMinimum Account BalanceFunds/Portfolios/SeriesAdvisor Series$100 $10,000 $1,000F-Series$100 $10,000 $1,000T, T5, T8, S, FT5, FT8$100 $10,000 $5,000Premium, K, Premium F & PS-Series$100 $200,000 $100,000TD Retirement Portfolios Premium, K, Premium F & PS-Series$100 $250,000 $150,000TD Managed Assets Program Advisor & F-Series$100 $10,000 $2,000TD Managed Assets Program Premium & K-Series$100 $250,000 $150,000Portfolios Advisor Series2$100 $10,000 $2,000Portfolios F-Series2$100 $10,000 $1,000Fund / Portfolio MinimumsMinimum Initial Investment Minimum Additional InvestmentFunds/Portfolios/SeriesAdvisor Series $500$100F-Series $500$100T, T5, T8, S, FT5, FT8 $5,000$100Premium, K, Premium F & PS-Series $100,000$100TD Retirement Portfolios Premium, K, Premium F & PS-Series $150,000$100TD Managed Assets Program Advisor & F-Series $2,000$100TD Managed Assets Program Premium & K-Series $150,000$100Portfolios Advisor Series2 $2,000$100Portfolios F-Series2 $5,000$100Redemption SchedulesYear 1 Year 2 Year 3 Year 4 Year 5 Year LSC2 TD Mutual FundsAdvisor & T-Series CodesP & K SeriesTrailer %ISC DSCLSCLSC2 PKISCDSCLSCLSC21PKTD FundSmart Managed PortfoliosTDB precedes all fund codesTD FundSmart Managed Income & Moderate FundSmart Managed Income & Managed Growth T737757797857 TD FundSmart Managed Balanced FundSmart Managed Balanced Growth T 738758798858 TD FundSmart Managed Aggressive Growth749769789143183 Sales Commission ISCDSCLSCLSC2Up to 5% Mutual FundsAdvisor & T-Series CodesFee Based CodesTrailer %ISC DSCLSCLSC2 P or KF or SPF or PSISCDSCLSCLSC21P or KTD Managed PortfoliosTDB precedes all fund codesTD Managed Income7407607801351703131 Managed Income T, S, K6626636646656163132 Managed Income & Moderate Growth7417617811361713133 Managed Income & Moderate Growth T, S , K7318018118916173134 Managed Balanced Growth7427627821371723135 Managed Balanced Growth T, S, K7328028128926183136 Managed Aggressive Growth7437637831381733137 Managed Maximum Equity Growth7447647841391743138 ClassCorporate class mutual funds are structured as a mutual fund corporation. Each fund is offered as a different class of shares in the SeriesFor clients seeking investment advice and purchasing under a front-end load, back-end load or low-load clients participating in programs that usually do not require the payment of sales or redemption transaction charges by TD Asset Management Inc. (TDAM).Potential investors include clients of fee-for-service Financial Advisors, clients with dealer-sponsored wrap accounts and others who pay an annual fee to their dealer or Financial Advisor instead of transactional sales charges. Premium SeriesFor large investors and others who make the required minimum investment, as determined by TDAM from time to F-SeriesFor large investors participating in programs that usually do not require the payment of sales or redemption transaction charges by investors or payment of service fees by TDAM and who meet the minimum investment requirement, as determined by TDAM from time to time. Potential investors include clients of fee-for-service Financial Advisors, client with dealer-sponsored wrap accounts , and others who pay an annual fee to their dealer instead of transactional sales charges. T, T5 and T8 SeriesInvestors who seek to receive a regular monthly cash flow from a Fund, while seeking investment advice, and want the option of transacting on a front-end load, back-end load, low-load or low-load-2 basis. Monthly distributions may consist of net income, net realized capital gains and/or a return of capital. The target annualized distribution rate for the T5 Series is 5% and the target annualized distribution rate for the T8 Series is 8%. These distribution rates are based on the Series net asset value per Security at the end of the previous calendar year. TDAM may change the target annualized distribution rate at any , FT5 and FT8 SeriesInvestors who seek to receive a regular monthly cash flow from a Fund, while participating in programs that usually do not require the payment of sales or redemption transaction charges by investors, or payment of service fees by TDAM. Monthly distributions may consist of net income, net realized capital gains and/or a return of capital. The target annualized distribution rate for the FT5 Series is 5% and the target annualized distribution rate for the FT8 Series is 8%. These distribution rates are based on the Series net asset value per Security at the end of the previous calendar year. TDAM may change the target annualized distribution rate at any investors include clients of fee-for-service Financial Advisors, clients with dealer-sponsored wrap accounts , and others who pay an annual fee to their dealer instead of transactional sales investors and others who make the required minimum investment, as determined by TDAM from time to time who wish to receive a regular monthly cash flow from a Fund. Distributions will consist of net income, net realized capital gains and/or a return of capital investors who seek to receive a regular monthly cash flow from a Fund, while participating in programs that usually do not require the payment of sales or redemption transaction charges by investors or payment of service fees by TDAM and who meet the minimum investment requirement, as determined by TDAM from time to time. Monthly distributions may consist of net income, net realized capital gains and/or a return of investors include clients of fee-for-service Financial Advisors, clients with dealer-sponsored wrap accounts , and others who pay an annual fee to their dealer instead of transactional sales SeriesFor clients investing on a no-load load (ISC) Under a front-end load option, the client pays a sales commission, which is negotiated with their Financial Advisor when they purchase units of the load option (DSC)Under a back-end load option, the client does not pay a sales commission but they may be charged a redemption fee if they redeem their units within six years of purchasing them. The dealer receives a commission (currently 5%) from TDAM when the units are option (LSC)Under a low-load option, the client does not pay a sales commission but they may be charged a redemption fee if they redeem their units within two years of purchasing them. The dealer receives a commission (currently 1%) from TDAM when the units are option (LSC2)Under a low-load-2 option, the client does not pay a sales commission but they may be charged a redemption fee if they redeem their units within four years of purchasing them. The dealer receives a commission (currently 3%) from TDAM when the units are purchased. Once securities acquired under this purchase option are held for periods greater than 4 years, the maximum annual trail commission rate that can be paid to the dealer may automatically increase to the maximum annual trail commission rate payable under the front-end load option for the same Term Trading Fee (STF)Clients may be charged a short-term trading fee of up to 2% of the acquisition cost of the Securities of a Fund they acquired if they switch or redeem within the relevant minimum holding period. There is no minimum holding period for the Money Market Funds and TD Short Term Investment Class. The minimum holding period is 30 days for the Index Funds and 7 days for all other Funds.(0818) For Advisor Use Only1Once securities acquired under this purchase option are held for periods greater than 4 years, the maximum annual trail commission rate that can be paid to the dealer may automatically increase to the maximum annual trail commission rate payable under the front-end load option of the same fund. 2Portfolios Include TD Income Advantage Portfolio, TD Equity Portfolio, and the TD Advantage Investment Portfolios. 3On September 1, 2016, TD Corporate Bond Capital Yield Fund was renamed TD Corporate Bond Plus Fund and the investment objective of such fund was changed. 4Effective on March 28, 2017 the fund series were closed to all purchases. 5Effective on March 28, 2017 the fund series were closed to purchases by new investors. 6On July 27, 2017, TD Global Bond Fund was renamed TD Global Core Plus Bond Fund. 7On July 27, 2017, TD Target Return Conservative Fund was renamed TD Global Conservative Opportunities Fund. 8On July 27, 2017, TD Target Return Balanced Fund was renamed TD Global Balanced Opportunities Fund. 9 On July 30, 2018, TD Entertainment & Communications Fund was renamed TD Global Entertainment & Communications Fund. 10TD Global Equity Focused Fund available for purchase on or about September 13, 2018. TD Mutual Funds and the TD Managed Assets Program portfolios are managed by TD Asset Management Inc., a wholly-owned subsidiary of The Toronto-Dominion Bank and are available through authorized dealers. TD Mutual Funds Corporate Class are issued by TD Mutual Funds Corporate Class Ltd. Epoch Investment Partners, Inc. is a wholly-owned subsidiary of The Toronto-Dominion Bank and an affiliate of TD Asset Management Inc. All trademarks are the property of their respective owners. The TD logo and other trade-marks are the property of The Toronto-Dominion find out more, call your Regional Sales Team, or Dealer Services at 1-800-588-8054. You can also visit us at or email us at

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